Compliance
Frank J. Anastasi
CCO and Operations Manager
Frank joined Neville, Rodie & Shaw, Inc. in March 2002 and was named Principal in 2007. He currently serves as the firm’s Chief Compliance Officer and Operations Manager, overseeing regulatory adherence and internal business operations.
Prior to his current role, Frank spent eight years with Warburg Pincus and its successor, Credit Suisse Asset Management. During his tenure from 1994 to 2002, he served as Assistant Vice President and held several key leadership roles within the operations division.
Frank began his career in financial services as a broker's assistant in the gold and copper markets of the Commodity Exchange (COMEX), followed by a role as a portfolio assistant within the Capital Markets Division of Smith Barney.
Neville, Rodie & Shaw, Inc. | 200 Madison Avenue, 20th Floor | New York, NY 10016 | Phone: 212.725.1440 | Fax: 212.689.8746
